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March 2011 Archives

FINRA Arbitration Panel Awards Retired American Airlines Pilot $2.7 Million in Damages

A Financial Industry Regulatory Authority (FINRA), Case No. 09-05641, arbitration panel awarded Andrew J. Michalak, a retired American Airlines pilot living in Easton, Maryland, $2.7 million in damages, attorney's fees, and costs as a result of the mismanagement of his retirement savings. The arbitration award was entered against Dunham & Associates Investment Counsel, Inc., American Investors Company, and Sewell L. Frey, Sr., a financial advisor located in Easton, Maryland.

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