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Arbitration Award Causes Firm to File for Bankruptcy

A Minneapolis broker-dealer named Fintegra filed for bankruptcy protection after it was found liable for $1.5 million in damages by a FINRA arbitration panel. The arbitration panel made the damage award based upon its findings of unsuitable investment sales and lack of proper supervision. The investment at issue is called Miasole Investments II. Fintegra employs approximately 140 financial advisors.

If you believe you have been victimized by securities fraud, financial malpractice, or theft by a FINRA registered broker, please call the securities attorneys of the Costello Law Group at (877) 418-0003 for a free consultation.

To read more, please visit: http://www.investmentnews.com/article/20150924/FREE/150929938/struggling-broker-dealer-fintegra-files-for-bankruptcy

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