Costello Law Group
Representing Clients Nationwide – Free Initial Consultations
Local 410-832-8800 Toll Free 877-418-0003

SignalPoint Asset Management Fined $215,000 for Failure to Disclose Conflicts

The Securities and Exchange Commission (SEC) fined SignalPoint Asset Management after it allegedly failed to disclose conflicts of interest to their clients. The SEC claimed that SignalPoint misrepresented the source of funds used to start the business. The three principals of the company, Jonathan Timson, Dennis Walker, and John Handy Jr., as well as Comptroller Michael Orzel, all consented to the SEC fine without admitting or denying the allegations. The four men were fined a total of $215,000.

If you believe you have been victimized by securities fraud, financial malpractice, or theft by a FINRA registered broker, please call the securities attorneys of the Costello Law Group at (877) 418-0003 for a free consultation.

To read more, please visit:

No Comments

Leave a comment
Comment Information

Seek Legal Assistance

Bold labels are required.

Contact Information

The use of the Internet or this form for communication with the firm or any individual member of the firm does not establish an attorney-client relationship. Confidential or time-sensitive information should not be sent through this form.


Privacy Policy

409 Washington Avenue Suite 410
Towson, MD 21204

Toll Free: 877-418-0003
Phone: 410-832-8800
Fax: 410-832-8807
Towson Law Office Map